Compliance Risk Management Intermediate Associate Analyst – Citigroup Careers


Website Citi

Job Overview:

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm’s risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework.

What you’ll do:

  • Assisting in the preparation, editing and maintenance of Compliance program related materials
  • Working with more senior staff in investigating and responding to raised compliance risk management issues and preparing routine correspondence.
  • Creating and maintaining reports for control, tracking, and analysis purposes and ensures appropriate and secure retention of documents.
  • Interacting and working with other areas within ICRM, as necessary.
  • Reviewing various materials to ensure compliance with various regulatory and legal requirements. Identifies potential risks and escalates for further review.
  • Coordinating and tracking policy, training, and other compliance risk management initiatives.
  • Supporting the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
  • Identifying potential risks and escalating for further review, as required.

What you’ll have:

  • Exceptionally strong attention to detail, organizational skills, and thorough follow-through
  • Strong project management and organizational skills and capability to handle multiple projects at one time
  • Advanced degree (e.g. JD, MBA) preferred
  • Knowledge of Compliance laws, rules, regulations, risks and typologies
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
  • Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination
  • Understanding of securities, investment adviser and/or insurance industry highly desirable
  • Excellent written and verbal communication skills
  • Some knowledge in area of focus
  • Must be a self-starter, flexible, innovative and adaptive
  • Proficient in MS Office applications (Excel, Word, PowerPoint)
  • Experience in a registration/licensing function of a broker/dealer and/or insurance agency desirable
  • Strong interpersonal skills for interfacing with all levels of internal and external audit and management
  • Bachelor’s degree or equivalent experience.